Files
restic-manager/docs/superpowers/specs/2026-05-04-p3-alerts-design.md
T
steve 518c29ddb3 docs: P3 alerts spec — add SMTP as first-class v1 channel
Post-brainstorm change after operator review: overnight-digest /
"don't ping me at 03:00, email me in the morning" use case is poorly
served by ntfy (push) and clumsy via webhook → email-gateway. SMTP joins
webhook + ntfy as the third v1 channel; Apprise stays deferred.

Spec updates:
- Decision 5 reworded: three channels in v1.
- Channel iface gains smtpChannel using net/smtp + crypto/tls. 10s
  timeout vs 5s for HTTP — STARTTLS handshake + DATA over a slow link
  legitimately needs the headroom.
- Migration 0014 CHECK now allows 'smtp'. New smtpConfig struct: host,
  port, encryption (starttls/tls/none), username, password (AEAD), from,
  to. One channel = one To-address; multi-recipient = multiple channels
  (keeps failure attribution per-recipient).
- Body shape documented: hardcoded subject pattern
  '[restic-manager] [<sev>] <host>: <kind>', Message-ID includes the
  alert id so threading groups raised → ack → resolved cleanly. Plain
  text only in v1.
- Encryption defaults to STARTTLS on 465/587; PLAIN auth over TLS, no
  XOAUTH2 yet (app passwords recommended for Gmail / M365).
- Test plan adds MailHog step in the Playwright sweep.
- Non-goals expanded: HTML emails, OAuth2/XOAUTH2, multi-recipient
  channels are explicitly out of v1.

Wireframe updates (_diag/p3-alerts-wireframe/wireframe.html):
- Kind picker grows from 2 cards to 3 (Webhook / Ntfy / SMTP @). SMTP
  gets the --ok green colour family so it visually separates from
  webhook (accent) and ntfy (warm).
- New SMTP variant section (3c): host+port+encryption row, user+pass
  row, from+to row, test result, plus right-rail email shape preview
  showing the RFC 5322 layout.
- Channel list grows a third row: 'overnight-digest · smtp://… →
  ops-overnight@example.com'.
2026-05-04 18:48:15 +01:00

24 KiB

P3 — Alerts (design)

Phase 3 sub-spec covering the alerts engine, notification channels, and UI (P3-05 / P3-06 / P3-07).

Wireframe: _diag/p3-alerts-wireframe/wireframe.html. Screenshots in the same directory. Spec brainstorm ran 2026-05-04; user approved all ten design decisions before this spec was written.

Scope locked

Brainstorm decisions (in order asked):

  1. Rule model. Hardcoded rule set, no operator-tunable thresholds in v1. The engine knows about each rule type internally; per-rule config can land later if/when an operator asks.
  2. Rule set. Six rules: backup_failed, forget_failed, prune_failed, check_failed, stale_schedule, agent_offline.
  3. Engine cadence. Hybrid. Event hooks at the existing MarkJobFinished and offline-sweeper sites for the immediate triggers; one 60-second ticker handles stale-schedule detection and auto-resolution.
  4. Resolution. Auto-resolve when the underlying condition clears + manual Resolve at any time. Acknowledge is a separate "I've seen it" intermediate state that does NOT close the alert.
  5. v1 channels. Webhook + native ntfy + SMTP. Apprise deferred (the channel plumbing accepts new kinds without reshaping). SMTP added as a first-class channel post-brainstorm because the use case — overnight alerts the operator wants to read in the morning rather than be pinged on at 03:00 — is poorly served by ntfy's push model and clumsy via webhook → email-gateway.
  6. Channel scope. Global only. No per-host or per-severity routing in v1.
  7. Notification body. Structured JSON for webhooks, formatted title+body+click-URL for ntfy, plus a per-channel "Send test notification" button with inline result feedback.
  8. Deduplication. Open-alert uniqueness on (host_id, kind) with a last_seen_at bump on every confirming tick. One notification per occurrence; the UI shows "still happening · Ns ago" while a rule keeps matching.
  9. Alert UI. Top-level /alerts page (the existing nav stub becomes real). Per-host vitals "Open alerts" cell links to /alerts?host_id=.... Channel CRUD lives at /settings/notifications.
  10. Delivery semantics. Best-effort fire-and-forget with a 5s timeout per notification. Failures are logged but not retried. The alert row in the DB is the source of truth.

Architecture

The subsystem is three loosely-coupled units behind one AlertEngine goroutine:

                                 ┌───────────────────────────┐
   event hooks ─────────────────►│                           │
                                 │   AlertEngine             │ ──► raise/resolve
   60s ticker ──────────────────►│   (rule evaluation)       │     alert row
                                 │                           │
                                 └────────────┬──────────────┘
                                              │
                                              ▼
                                  ┌──────────────────────┐
                                  │   notification.Hub   │
                                  │   (fire-and-forget)  │
                                  └──┬────────┬──────────┘
                                     │        │
                              ┌──────▼──┐  ┌──▼──────┐
                              │ Webhook │  │  Ntfy   │  …future channels
                              └─────────┘  └─────────┘

Component boundaries

Component Purpose Depends on
internal/alert.Engine Owns the rule evaluation. Exposes OnJobFinished, OnHostOffline, OnHostOnline event hooks; runs a 60s ticker for stale-schedule + auto-resolution sweeps. Persists raises/resolves through the store. store, notification.Hub, slog
internal/alert.Rule + per-rule files Each of the six rules is a small struct with Kind() string, Severity() string, MessageFor(ctx) string. The engine iterates over a registered slice. store models
internal/notification.Hub Receives "alert raised/resolved/test" events; fans out to enabled channels in parallel; logs results to a new notification_log table. store, channel adapters
internal/notification.Channel (iface) Single method Send(ctx, payload) error with a 5s context for HTTP channels, 10s for SMTP. Three impls in v1: webhookChannel, ntfyChannel, smtpChannel. http.Client; net/smtp + crypto/tls for SMTP
internal/store/alerts.go CRUD on alerts table: RaiseOrTouch(host_id, kind, severity, message), Acknowledge(id, user), Resolve(id, by user), AutoResolve(host_id, kind), ListAlerts(filter), plus the last_seen_at bump. sqlite
internal/store/notification_channels.go CRUD on notification_channels (new table) + notification_log (new table). sqlite, crypto.AEAD (for secrets)
internal/server/http/ui_alerts.go /alerts page handler + filter parsing + ack/resolve form actions. store
internal/server/http/ui_notifications.go /settings/notifications page + channel CRUD + "Send test" handler. store, notification.Hub

Engine event shape

The engine runs as one goroutine per server process started in cmd/server/main.go. It exposes a small set of channels other code writes to:

type Engine struct {
    store *store.Store
    hub   *notification.Hub

    // Event channels (buffered, drop-on-full with a slog warning to keep
    // hot paths non-blocking). The engine drains them on its own
    // goroutine, evaluates the rule, and acts.
    jobFinished chan jobFinishedEvent  // from store.MarkJobFinished hook
    hostOffline chan string            // host_id; from offline sweeper
    hostOnline  chan string            // host_id; from ws handler hello

    // 60s ticker drives stale-schedule + auto-resolution sweeps.
    tick *time.Ticker
}

The hot-path call sites (store.MarkJobFinished, ws.handler offline sweep, ws.handler hello) push to these channels via a tiny Engine.Notify* method that does a non-blocking send. The engine's own goroutine handles every match — keeps mutation off the hot path.

Rule catalogue

Kind Severity Trigger Auto-resolve when
backup_failed warning MarkJobFinished with kind=backup, status=failed next backup for the same host succeeds
forget_failed warning MarkJobFinished with kind=forget, status=failed next forget for the same host succeeds
prune_failed warning MarkJobFinished with kind=prune, status=failed next prune for the same host succeeds
check_failed critical MarkJobFinished with kind=check, status=failed OR errors_found next check for the same host succeeds without errors
stale_schedule warning 60s ticker: a schedule's next-fire time is more than 5 minutes in the past with no matching job since next job for that schedule succeeds OR schedule deleted
agent_offline warning offline-sweeper marks the host offline AND the host has been offline > 15 min (engine checks last_seen_at) hostOnline event for that host

The 15-minute floor on agent_offline exists so a 30-second blip during agent restart doesn't generate a notification storm. The store's existing offline sweeper (hosts.last_seen_at with 90s threshold) already marks the host offline; the engine sees the event but waits for the threshold before raising.

Dedup + last_seen_at

store.RaiseOrTouch(host_id, kind, severity, message):

SELECT id, last_seen_at FROM alerts
 WHERE host_id = ? AND kind = ? AND resolved_at IS NULL
 LIMIT 1;
  • Found: UPDATE alerts SET last_seen_at = ?, message = ? WHERE id = ?, return (id, didRaise=false).
  • Not found: INSERT INTO alerts (id, host_id, kind, severity, message, created_at, last_seen_at) VALUES (?, ?, ?, ?, ?, ?, ?), return (id, didRaise=true).

The engine fires a notification through the Hub only when didRaise=true. Touch-only events keep the row's last_seen_at fresh so the UI can render "still happening · Ns ago" without spamming the operator's phone.

Notification payload shapes

Webhook — a single JSON envelope per event:

{
  "event":     "alert.raised",
  "alert_id":  "01KQT...",
  "severity":  "warning",
  "kind":      "backup_failed",
  "host_id":   "01KQ...",
  "host_name": "alfa-01",
  "message":   "Backup 'system-config' failed: rest-server returned 401",
  "raised_at": "2026-05-04T15:42:01Z",
  "link":      "https://restic-manager.example/alerts/01KQT..."
}

event is one of alert.raised | alert.acknowledged | alert.resolved | alert.test. The same envelope shape is reused across events — operators build one bridge, switch on event and severity.

SMTP — single-recipient plain-text email per channel. The channel config carries the SMTP server credentials and a to address; one channel = one recipient (or one distribution-list address). Operators who want multiple recipients add multiple channels — keeps the config flat and the failure modes per-recipient.

Subject pattern is hardcoded (no per-channel template in v1):

Subject: [restic-manager] [<severity>] <host_name>: <kind>
From: <configured-from-address>
To: <configured-to-address>
Date: <RFC 5322>
Message-ID: <alert_id@<server-host>>

<message line — same string the webhook/ntfy gets>

—
Raised at: 2026-05-04T15:42:01Z
Severity:  warning
Host:      alfa-01
Kind:      backup_failed

Open in restic-manager:
https://restic-manager.example/alerts/01KQT...

(This message was sent by restic-manager. Acknowledge or resolve in the UI.)

The body is plain text only in v1 — no HTML alternative — both because the data is already structured well enough as text and because HTML email opens a long tail of rendering / sanitisation concerns. The Message-ID includes the alert id so a thread-aware client can group related events (raised → acknowledged → resolved) together.

Encryption:

  • STARTTLS (default, port 587). Opportunistic upgrade. Most operator-facing relays.
  • Implicit TLS (port 465). Connect-then-TLS-handshake.
  • None (port 25). Plain. Hidden behind a "Yes I understand" warning on the form because the password goes over the wire.

Auth:

  • PLAIN (RFC 4616) over TLS. Default and almost always what's wanted.
  • CRAM-MD5 (RFC 2195). Offered if the server advertises it, no UI toggle — automatic.
  • No OAuth2 / XOAUTH2 in v1; that's a real next step if Gmail-without- app-passwords becomes a recurring ask.

Per-message timeout is 10s (vs 5s for HTTP channels) — STARTTLS handshake + DATA over a slow link can legitimately take that long.

Ntfy — uses the standard publish format:

POST /<topic> HTTP/1.1
Host: <server>
Authorization: Bearer <access-token>   (if configured)
Title: [warning] alfa-01 backup failed
Priority: 4
Tags: warning,backup_failed
Click: https://restic-manager.example/alerts/01KQT...

Backup 'system-config' failed: rest-server returned 401

Severity → priority mapping:

Severity Priority
info 3 (default)
warning 4 (high)
critical 5 (urgent)

Per-channel default_priority setting overrides for non-critical alerts; critical always goes urgent regardless.

Test notification

POST /api/notifications/{channel_id}/test builds a synthetic event (severity=info, kind=test_notification, message="Test from restic-manager", link to the channel's edit page) and runs it through the real send path. Returns {ok: bool, latency_ms: int, status_code?: int, error?: string}. UI renders the green ✓ / red ✗ feedback inline.

Routes added

Method Path Purpose
GET /alerts Fleet alerts list with filters (?status=open&severity=warning&host_id=...&q=...)
POST /alerts/{id}/acknowledge Mark alert acknowledged (HTMX form)
POST /alerts/{id}/resolve Manual resolve (HTMX form)
GET /settings/notifications Channel list page
GET /settings/notifications/new Channel kind picker + empty form
POST /settings/notifications/new Validate + create + redirect
GET /settings/notifications/{id}/edit Channel edit form
POST /settings/notifications/{id}/edit Validate + update
POST /settings/notifications/{id}/delete Delete channel (typed-confirm name in the form)
POST /api/notifications/{id}/test Fire test notification, return JSON result
GET /api/alerts JSON list (mirrors the UI filters) for future REST callers

Data model

Migration 0013 — alerts.last_seen_at

ALTER TABLE alerts ADD COLUMN last_seen_at TEXT;
UPDATE alerts SET last_seen_at = created_at WHERE last_seen_at IS NULL;

Existing alerts (currently zero in production — nothing writes them yet) get last_seen_at = created_at. Column is nullable for forwards-compat with rows from the alert-engine-pre-bump period.

Migration 0014 — notification_channels + notification_log

CREATE TABLE notification_channels (
  id              TEXT PRIMARY KEY,
  kind            TEXT NOT NULL CHECK (kind IN ('webhook', 'ntfy', 'smtp')),
  name            TEXT NOT NULL,
  enabled         INTEGER NOT NULL DEFAULT 1 CHECK (enabled IN (0, 1)),
  config          BLOB NOT NULL,        -- AEAD-encrypted JSON; per-kind shape
  default_priority TEXT,                -- ntfy only; null for webhook + smtp
  created_at      TEXT NOT NULL,
  updated_at      TEXT NOT NULL,
  last_fired_at   TEXT
);

CREATE INDEX notification_channels_enabled ON notification_channels(enabled) WHERE enabled = 1;

CREATE TABLE notification_log (
  id           TEXT PRIMARY KEY,
  channel_id   TEXT NOT NULL REFERENCES notification_channels(id) ON DELETE CASCADE,
  alert_id     TEXT REFERENCES alerts(id) ON DELETE SET NULL,
  event        TEXT NOT NULL,           -- alert.raised | alert.acknowledged | alert.resolved | alert.test
  ok           INTEGER NOT NULL CHECK (ok IN (0, 1)),
  status_code  INTEGER,
  latency_ms   INTEGER,
  error        TEXT,
  fired_at     TEXT NOT NULL
);

CREATE INDEX notification_log_channel ON notification_log(channel_id, fired_at DESC);
CREATE INDEX notification_log_alert ON notification_log(alert_id);

config is an AEAD-encrypted JSON blob — bearer tokens for webhooks and access tokens for ntfy live there. Per-kind config shapes:

type webhookConfig struct {
    URL          string `json:"url"`
    BearerToken  string `json:"bearer_token,omitempty"`
    HeaderName   string `json:"header_name,omitempty"`
    HeaderValue  string `json:"header_value,omitempty"`
}

type ntfyConfig struct {
    ServerURL    string `json:"server_url"`     // default https://ntfy.sh
    Topic        string `json:"topic"`
    AccessToken  string `json:"access_token,omitempty"`
}

type smtpConfig struct {
    Host       string `json:"host"`         // e.g. smtp.example.com
    Port       int    `json:"port"`         // default 587 (STARTTLS), 465 (TLS), 25 (none)
    Encryption string `json:"encryption"`   // "starttls" | "tls" | "none"
    Username   string `json:"username"`
    Password   string `json:"password"`     // sensitive — AEAD-encrypted with the rest of config
    From       string `json:"from"`         // RFC 5322 address; "alerts@example.com" or "Restic-Manager <alerts@…>"
    To         string `json:"to"`           // single recipient or distribution-list address; v1 = one channel = one to-line
}

Engine state

The engine itself is stateless beyond the channels it owns; all persisted state is in the existing alerts table + the new notification_log table. A process restart re-evaluates from scratch: on next tick the stale-schedule + auto-resolution sweeps catch up with whatever happened during the downtime. No outbox to drain.

UI templates

Template Purpose
web/templates/pages/alerts.html Fleet alerts page
web/templates/partials/alert_row.html One alert row (used by both list and detail-fragment swap)
web/templates/pages/settings.html Settings shell with Notifications / Users / Auth sub-tabs
web/templates/pages/notifications.html Channel list (Notifications sub-tab body)
web/templates/pages/notification_edit.html Channel kind picker + per-kind form + test button + payload preview
web/templates/partials/crit_banner.html Dashboard top-of-page banner
web/templates/partials/nav.html Existing — gain a data-alerts-count attribute on the Alerts tab so the badge auto-updates

The Settings shell + Notifications sub-tab is the new chrome the wireframe introduced; Users + Authentication tabs are placeholder links that 404 in v1 (or render an "Lands later" notice). Same pattern P2R-02 used for inert sub-tabs.

Tests (target coverage)

  • internal/alert/engine_test.go — rule firing per kind: backup_failed raises on MarkJobFinished(kind=backup, status=failed); touch-only on the second failure for the same host (no second notification); auto-resolve on next success.
  • internal/alert/agent_offline_test.goOnHostOffline emits without raising until the 15-min floor; OnHostOnline clears the alert.
  • internal/alert/stale_schedule_test.go — synthetic schedule whose next fire is in the past triggers; resets when a job lands.
  • internal/notification/webhook_test.go — payload shape pinned; authorisation header sent when bearer set; custom header echoed; 5s timeout enforced; error in notification_log.
  • internal/notification/ntfy_test.go — title/priority/tags/click headers match the severity mapping; access token sent as Authorization: Bearer <token>; default priority overridden by severity for critical.
  • internal/notification/smtp_test.go — round-trip against a local net/smtp.NewServer-style fake (or mhog/MailHog if convenient): STARTTLS handshake completes against a self-signed cert; PLAIN auth uses configured creds; subject + from + to + body bytes match the spec'd format; Message-ID contains the alert id; 10s timeout enforced; failure path (auth refused) lands in notification_log with the server's error string.
  • internal/server/http/ui_alerts_test.go — page renders with filters applied; ack/resolve POSTs flip the row + write audit; HX-Redirect bounces back to the filtered list.
  • internal/server/http/ui_notifications_test.go — CRUD happy paths, validation re-render, secrets-encrypted-at-rest assertion (load row, decrypt, compare), test-button hits the real send path against a test http.Server.
  • Migration 0013 + 0014 round-trip tested via store.Open on a fresh db.

Playwright sweep

End-of-phase sweep mirrors the P2R-02 / P3-restore pattern:

  1. Login → /alerts (initially empty) → see "All clear · last alert never" empty state.
  2. Trigger a fake-failed-backup via POST /api/hosts/{id}/jobs against a host with a deliberately-wrong rest-server URL. Wait for the backup_failed alert to appear in the list within ~2s of the job finishing.
  3. Acknowledge → row tints + ack actor visible.
  4. Take the agent offline (systemctl stop); wait 15 min OR mock last_seen_at to 16 min ago via the test harness; confirm agent_offline alert raises once.
  5. Restart the agent → agent_offline auto-resolves; backup_failed is still open.
  6. Configure a webhook channel pointing at a local test sink; click "Send test" → green ✓.
  7. Configure a ntfy channel pointing at a local sink → click "Send test" → green ✓.
  8. Configure an SMTP channel pointing at a local MailHog (Docker, port 1025, no TLS for the local-only sweep) → click "Send test" → green ✓ → MailHog UI at :8025 shows the test email with the right subject and Message-ID.
  9. Trigger a fresh failed backup → all three channels receive the notification (verified from sink logs + MailHog inbox); notification_log has three rows event=alert.raised, ok=true.
  10. Manually Resolve the open backup_failed; confirm all three channels receive event=alert.resolved.
  11. Critical-severity test: trigger check_failed (mocked) → dashboard banner appears; clicking it lands on /alerts?severity=critical&status=open.
  12. Empty the alerts again → banner disappears.

Screenshots into _diag/p3-alerts-sweep/. End-to-end clean, zero console errors, before handing back.

What does NOT change

  • Existing chrome/templates beyond the small additions noted above.
  • Existing alerts.severity CHECK (info/warning/critical) — already the right shape; no migration needed for that.
  • Audit log writer pattern — engine writes audit rows for ack/resolve the same way every other state-changing handler does.
  • The agent. Alerts are entirely a server concern; the agent doesn't know they exist.

Open questions / explicit non-goals

  • Per-rule cooldowns / re-raise on long-running issues. Out of scope (brainstorm question 8 ruled this out). Operators see "still happening" in the UI; they don't get a reminder ping.
  • SMTP HTML emails. v1 is plain text only — operators wanting rich rendering can deploy a webhook → mail-merge bridge, or wait for a v2 template engine. The Message-ID threading + plain text body should be enough for almost every overnight-digest workflow.
  • SMTP OAuth2 / XOAUTH2. Out of scope. Gmail / Microsoft 365 with modern OAuth requires an app password workaround in v1. Native XOAUTH2 lands when an operator asks (or when Google starts refusing app passwords for non-business accounts in earnest).
  • Multi-recipient SMTP channels. A channel = one To. Operators wanting multiple recipients add multiple channels. Keeps failure attribution per-recipient.
  • Apprise sidecar integration. Deferred per brainstorm. The Channel interface accepts a third impl without reshaping when we get there.
  • Per-host or per-severity channel routing. Out of scope. Likely next step if operators ask: a min_severity field on the channel row.
  • Snooze / mute. Out of scope. Acknowledge is the closest analogue; full silence-windows would need a new table and is YAGNI for v1.
  • PagerDuty / OpsGenie. Both have webhook receivers; operators wire them via the webhook channel today.
  • Alert "rules" UI. No CRUD; the rule set is hardcoded.